John Robert Austin 1998 - Cetera Advisor Networks LLC. MarylandRegistered Principal and Investment Adviser Representative1997 - 1998 MFS INTERNATIONAL LIMITED West Coast(Massachusetts Financial Services)Regional Vice President, Offshore Funds1990 - 1997 CITIGROUP Washington, D.C.Vice President, Regional Manager (DC/MD/VA) VP & Senior Investment Consultant, HQ BranchAbove and Beyond (Service Excellence) Award1982 - 1990 ROYAL ALLIANCE ASSOCIATES, INC.* Washington, D.C.Registered Principal, Branch Manager and OSJ San Francisco, California1977 - 1981 MORGAN STANLEY San Francisco, CaliforniaRegistered Representative, Mutual Funds Coordinator1976 - 1977 COOK INDUSTRIES, INC. Chicago, IllinoisAnalyst, Chicago Board of Trade*(Affiliated with Financial Planners Equity (FPEC) until acquisition by Integrated Resources Equity Corp. (IREC); IREC later became Royal Alliance Associates, Inc.)CREDENTIALSCERTIFIED FINANCIAL PLANNERTM CertificantThe Financial Planning Association (FPA)Former Chapter Chairman, President, Treasurer and Director.“Distinguished Service Award”(1986)“Leadership Award” (1988)EDUCATION THUNDERBIRD SCHOOL OF GLOBAL MANAGEMENT Glendale, Arizona May 1976 M.I.M., Master’s in International Management“With Distinction” (Highest Honors)Thunderbird Who’s Who 1989EISENHOWER COLLEGE OF THE ROCHESTER INSTITUTE OF TECHNOLOGYSeneca Falls, New York June 1974 B.A. World Studies Liberal Arts Program; Danforth Fellowship Nominee;Kevin McCann Scholar; Groben Award (for Respect for the College)LANGUAGES Portuguese (fluent)OTHER 1998- 2003 VP TowersData (financial services software vendor) during the building of the Internet. Great fun. Then, we sold-out to Thomson.